Plan Snapshot
- Plan Sponsor: Toshiba America, INC
- Sponsor EIN: 133503896
- Sponsor Address: 5241 CALIFORNIA AVENUE, SUITE 200, IRVINE, CA, 92617
- Plan Type: 401(k)
- Total Participants: 601
- Total Assets: $511.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 601 | $511.7M | $4.1M | $9.2M |
| 2023 | 603 | $477.1M | $3.9M | $8.8M |
| 2022 | 629 | $419.7M | $2.9M | $8.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| T ROWE PRICE RPS INC | NONE | $95,414 | — | $95,414 |
| CAPFINANCIAL PARTNERS LLC | NONE | $67,514 | — | $67,514 |
| GROOM LAW GROUP, CHARTERED | NONE | $61,035 | — | $61,035 |
| WEINSTEIN SPIRA | Auditor | $47,485 | — | $47,485 |
| DELOITTE TAX LLP | NONE | $24,885 | — | $24,885 |
| MILLER, KAPLAN, ARASE & CO., LLP | NONE | $22,600 | — | $22,600 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $318,933
- Estimated Expense Ratio: 0.062% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $274,287 | $70,353 | — | $47,485 | — |
| 2023 | $366,805 | $90,776 | — | $34,115 | — |
| 2022 | $347,612 | $23,945 | — | — | $226,185 |