Plan Snapshot
- Plan Sponsor: Topocean Consolidation Service (La) INC.
- Sponsor EIN: 954515106
- Sponsor Address: 13300 CROSSROADS PKWY N STE 300, CITY OF INDUSTRY, CA, 91746
- Plan Type: 401(k)
- Total Participants: 217
- Total Assets: $24.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 217 | $24.1M | $458,094 | $1.5M |
| 2023 | 219 | $20.4M | $497,237 | $1.5M |
| 2022 | 215 | $16.3M | $630,833 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORNINNSTAR INVESTEMENT | SERVICE PROVI DER ADVI | $16,489 | — | $16,489 |
| TRANSITION FINANCE STRATEGIES LLC | TPA | — | $10,685 | $10,685 |
| WORLDINVESTMENT ADVISORS LLC | INVESTMENT AD VISOR | — | $10,283 | $10,283 |
| THONG YU WONG & LEE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THONG YU WONG & LEE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $37,457
- Estimated Expense Ratio: 0.155% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,878 | — | $27,878 | — | — |
| 2023 | $24,609 | — | $24,609 | — | — |
| 2022 | $23,532 | — | — | — | $23,532 |