Plan Snapshot
- Plan Sponsor: Topbloc, LLC
- Sponsor EIN: 812102104
- Sponsor Address: 600 W CHICAGO AVE, CHICAGO, IL, 60654
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 177
- Total Assets: $36.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 177 | $36.5M | $0 | $0 |
| 2024 | 617 | $32.0M | $1.3M | $5.7M |
| 2023 | 533 | $21.2M | $1.1M | $4.8M |
| 2022 | 479 | $12.2M | $863,801 | $3.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWFRONT RETIREMENT SERVICES INC | Investment Advisor | $46,549 | — | $46,549 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $38,057 | — | $38,057 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $13,087 | — | $13,087 |
| CARON & BLETZER, PLLC | Auditor | $10,030 | — | $10,030 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $107,723
- Estimated Expense Ratio: 0.295% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,996,760 | $69,752 | — | — | — |
| 2024 | $100,550 | $59,042 | — | — | — |
| 2023 | $107,686 | $49,245 | — | — | — |
| 2022 | $80,655 | $2,736 | — | — | — |