Plan Snapshot
- Plan Sponsor: Tom O'Brien Co.
- Sponsor EIN: 350816380
- Sponsor Address: 4630 E. 96TH ST., INDIANAPOLIS, IN, 46240
- Plan Type: 401(k)
- Total Participants: 208
- Total Assets: $18.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 208 | $18.1M | $65,073 | $908,764 |
| 2023 | 193 | $15.7M | $75,197 | $898,983 |
| 2022 | 185 | $13.0M | $75,001 | $884,708 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CHERRY BEKAERT LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $63,002 | $41,830 | $21,172 | — | — |
| 2023 | $54,277 | $34,829 | $19,448 | — | — |
| 2022 | $48,147 | $38,438 | $9,709 | — | — |