Plan Snapshot
- Plan Sponsor: Tom James Company
- Sponsor EIN: 351285878
- Sponsor Address: 263 SEABOARD LANE, FRANKLIN, TN, 37067
- Plan Type: 401(k)
- Total Participants: 1,251
- Total Assets: $126.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,251 | $126.2M | $2.7M | $5.5M |
| 2023 | 1,303 | $114.4M | $2.5M | $5.2M |
| 2022 | 1,164 | $95.0M | $2.6M | $4.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS | NONE | $207,946 | — | $207,946 |
| SCHWAB RETIREMENT PLAN SERVICES,INC | NONE | $12,795 | — | $12,795 |
| HAMILTON CAPITAL LLC | NONE | $8,858 | — | $8,858 |
| LBMC, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SOLTIS INVESTMENT ADVISORS — NONE
- SCHWAB RETIREMENT PLAN SERVICES,INC — NONE
- LBMC, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $229,599
- Estimated Expense Ratio: 0.182% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $238,825 | $226,030 | — | — | — |
| 2023 | $195,009 | $181,885 | — | — | — |
| 2022 | $255,548 | $243,013 | — | — | — |