Plan Snapshot
- Plan Sponsor: Three Floyds Brewing, LLC
- Sponsor EIN: 364165742
- Sponsor Address: 9750 INDIANA PARKWAY, MUNSTER, IN, 46321
- Plan Type: 401(k)
- Total Participants: 77
- Total Assets: $6.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 77 | $6.2M | $206,725 | $363,970 |
| 2023 | 86 | $5.7M | $232,660 | $415,756 |
| 2022 | 81 | $4.6M | $423,592 | $402,047 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $20,794 | — | $20,794 |
| SAGEVIEW ADVISORY GROUP, LLC | INVESTMENT ADVISOR | $15,041 | — | $15,041 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MANAGEMENT | $10,962 | — | $10,962 |
| SVRPC, INC. | CONTRACT ADMIN | $4,081 | $5,527 | $9,608 |
| QBCO ASSURANCE, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $56,405
- Estimated Expense Ratio: 0.908% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,567 | $26,003 | $5,881 | — | — |
| 2023 | $45,050 | — | $45,050 | — | — |
| 2022 | $49,492 | — | $49,492 | — | — |