Plan Snapshot
- Plan Sponsor: Thea Enterprises LLC
- Sponsor EIN: 223412646
- Sponsor Address: 380 ALLWOOD RD, CLIFTON, NJ, 070121702
- Plan Type: 401(k)
- Total Participants: 134
- Total Assets: $13.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 134 | $13.3M | $0 | $837,676 |
| 2023 | 144 | $13.0M | $0 | $775,336 |
| 2022 | 142 | $11.2M | $0 | $716,510 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS - RETIREMENT PLAN CONSULTING | ADVISOR | $25,655 | — | $25,655 |
| PAYCHEX, INC. | RECORDKEEPER | $24,816 | — | $24,816 |
| WISS & COMPANY LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — RECORDKEEPER
- WISS & COMPANY LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $50,471
- Estimated Expense Ratio: 0.379% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,307 | $25,655 | $24,792 | — | — |
| 2023 | $45,973 | $23,110 | $22,003 | — | — |
| 2022 | $41,128 | $19,795 | $21,333 | — | — |