Plan Snapshot
- Plan Sponsor: The Winters Group LLC
- Sponsor EIN: 731603058
- Sponsor Address: 6532 E 71ST STREET, TULSA, OK, 74133
- Plan Type: 401(k)
- Total Participants: 282
- Total Assets: $3.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 282 | $3.3M | $305,640 | $486,603 |
| 2023 | 251 | $2.6M | $263,571 | $426,637 |
| 2022 | 224 | $1.6M | $208,793 | $333,334 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HOOD AND ASSOCIATES CPAS, PC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $12,031 | — | — | — | — |
| 2023 | $6,407 | — | — | — | — |
| 2022 | $5,374 | — | $5,374 | — | — |