Plan Snapshot
- Plan Sponsor: The Wallick Companies, LLC
- Sponsor EIN: 870796046
- Sponsor Address: 160 WEST MAIN STREET SUITE 200, NEW ALBANY, OH, 43054
- Plan Type: 401(k)
- Total Participants: 772
- Total Assets: $23.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 772 | $23.4M | $1.2M | $2.3M |
| 2023 | 747 | $21.4M | $1.1M | $2.2M |
| 2022 | 722 | $18.4M | $948,743 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $102,361 | — | $102,361 |
| HIGHLAND CONSULTING ASSOCIATES INC | INVESTMENT ADVISOR | $30,000 | — | $30,000 |
| PW PARTNERS LLC | AUDITOR | $9,000 | — | $9,000 |
| CLARK, SCHAEFER, HACKETT & CO. | Auditor | $9,000 | — | $9,000 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $7,893 | — | $7,893 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $158,254
- Estimated Expense Ratio: 0.678% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $117,977 | $37,893 | — | $9,000 | — |
| 2023 | $105,762 | $35,773 | — | $9,450 | — |
| 2022 | $101,757 | $20,398 | $81,359 | — | — |