Plan Snapshot
- Plan Sponsor: The Upper Deck Company
- Sponsor EIN: 200379590
- Sponsor Address: 5830 EL CAMINO REAL, CARLSBAD, CA, 92008
- Plan Type: 401(k)
- Total Participants: 352
- Total Assets: $22.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 352 | $22.9M | $192,587 | $1.9M |
| 2023 | 293 | $18.1M | $150,097 | $1.5M |
| 2022 | 262 | $13.8M | $101,567 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $37,141 | — | $37,141 |
| LANCE SOLL & LUNGHARD LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- LANCE SOLL & LUNGHARD LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $37,141
- Estimated Expense Ratio: 0.162% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,225 | $2,903 | — | — | — |
| 2023 | $60,217 | $31,636 | — | — | — |
| 2022 | $60,725 | $1,749 | — | — | — |