Plan Snapshot
- Plan Sponsor: The Third Floor, INC.
- Sponsor EIN: 201755197
- Sponsor Address: 5700 WILSHIRE BLVD., SUITE 650, LOS ANGELES, CA, 90036
- Plan Type: 401(k)
- Total Participants: 198
- Total Assets: $15.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 198 | $15.5M | $299,760 | $1.3M |
| 2023 | 206 | $13.4M | $338,625 | $1.4M |
| 2022 | 179 | $9.6M | $341,624 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JMK CPA PARTNERS, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $101,100 | — | $101,100 | — | — |
| 2023 | $90,441 | $42,044 | — | $10,000 | — |
| 2022 | $71,154 | $5,429 | — | — | — |