Plan Snapshot
- Plan Sponsor: The Swan Group, LLC
- Sponsor EIN: 452558188
- Sponsor Address: 300 POND STREET, RANDOLPH, MA, 02368
- Plan Type: 401(k)
- Total Participants: 335
- Total Assets: $124.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 335 | $124.3M | $4.8M | $3.3M |
| 2023 | 341 | $114.6M | $4.4M | $3.1M |
| 2022 | 313 | $101.4M | $3.5M | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SULLIVAN AND FOLAN, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $82,695 | — | — | — | — |
| 2023 | $55,070 | — | — | — | — |
| 2022 | $128,397 | $111,252 | $17,145 | — | — |