Plan Snapshot
- Plan Sponsor: The Sun Valley Group, INC.
- Sponsor EIN: 680265986
- Sponsor Address: 3160 UPPER BAY ROAD, ARCATA, CA, 95521
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 184
- Total Assets: $3.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 184 | $3.7M | $0 | $172,009 |
| 2022 | 201 | $3.8M | $0 | $172,048 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | Other Service Provider | $28,640 | — | $28,640 |
| WELLS FARGO CLEARING SERVICES, LLC | Other Service Provider | — | $18,387 | $18,387 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $47,027
- Estimated Expense Ratio: 1.260% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $28,640 | — | $28,390 | — | — |
| 2022 | $31,263 | — | — | — | — |