Plan Snapshot
- Plan Sponsor: The Stephens Group, LLC
- Sponsor EIN: 204948475
- Sponsor Address: 100 RIVER BLUFF DR. SUITE 500, LITTLE ROCK, AR, 72202
- Plan Type: 401(k)
- Total Participants: 114
- Total Assets: $33.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 114 | $33.0M | $382,695 | $1.5M |
| 2023 | 120 | $28.6M | $329,753 | $1.2M |
| 2022 | 113 | $24.3M | $288,742 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HCJ CPAS & ADVISORS, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HCJ CPAS & ADVISORS, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $12,064 | — | $12,064 | — | — |
| 2023 | $5,993 | $5,192 | $801 | — | — |
| 2022 | $5,266 | $5,266 | — | — | — |