Plan Snapshot
- Plan Sponsor: The Solomon R. Guggenheim Foundation
- Sponsor EIN: 135562233
- Sponsor Address: 1071 FIFTH AVENUE, NEW YORK, NY, 10128
- Plan Type: 403(b)
- Total Participants: 482
- Total Assets: $56.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 482 | $56.3M | $1.0M | $1.8M |
| 2023 | 493 | $50.3M | $777,353 | $1.7M |
| 2022 | 464 | $43.5M | $815,061 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | ADVISOR | $29,848 | — | $29,848 |
| PROSKAUER | LEGAL | $19,904 | — | $19,904 |
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORD KEEPER | $12,486 | — | $12,486 |
| BRINKER CAPITAL INVESTMENT | ADVISOR | $5,141 | — | $5,141 |
| PKF O'CONNOR DAVIES LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORD KEEPER
- PKF O'CONNOR DAVIES LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $67,379
- Estimated Expense Ratio: 0.120% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $67,415 | $35,025 | — | — | — |
| 2023 | $101,572 | $33,840 | — | $48,700 | — |
| 2022 | $93,094 | $67,551 | — | — | — |