Plan Snapshot
- Plan Sponsor: The Shubert Organization
- Sponsor EIN: 132751366
- Sponsor Address: 234 WEST 44TH STREET, NEW YORK, NY, 10036
- Plan Type: 401(k)
- Plan Number: 504
- Total Participants: 226
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 226 | $0 | $0 | $0 |
| 2024 | 213 | $0 | $0 | $0 |
| 2023 | 186 | $0 | $0 | $0 |
| 2022 | 192 | $0 | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UMR, INC. | Other Service Provider | $508,770 | $24,912 | $533,682 |
| KINLOCH CONSULTING GROUP, INC. | Investment Advisor | $40,478 | — | $40,478 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $574,160
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | — | — | — | — | — |
| 2024 | — | — | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |