Plan Snapshot
- Plan Sponsor: The Scott Fetzer Company
- Sponsor EIN: 470691256
- Sponsor Address: 28800 CLEMENS ROAD, WESTLAKE, OH, 44145
- Plan Type: 401(k)
- Plan Number: 115
- Total Participants: 769
- Total Assets: $12.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 769 | $12.0M | $245,002 | $999,775 |
| 2022 | 825 | $11.1M | $252,121 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $59,106 | — | $59,106 |
| CAPFINANCIAL PARTNERS, LLC | Investment Advisor | $26,819 | $131 | $26,950 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $86,056
- Estimated Expense Ratio: 0.716% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $85,925 | $26,819 | $59,106 | — | — |
| 2022 | $77,912 | — | $77,912 | — | — |