Plan Snapshot
- Plan Sponsor: The Retirement Advantage
- Sponsor EIN: 391816008
- Sponsor Address: 600 S NICOLET RD, APPLETON, WI, 54914
- Plan Type: 401(k)
- Total Participants: 174
- Total Assets: $17.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 174 | $17.2M | $428,204 | $1.2M |
| 2023 | 219 | $15.9M | $517,950 | $1.5M |
| 2022 | 255 | $14.7M | $459,403 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $29,830 | — | $29,830 |
| QBCO ASSURANCE, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,830
- Estimated Expense Ratio: 0.173% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,834 | — | $29,834 | — | — |
| 2023 | $27,859 | — | $27,859 | — | — |
| 2022 | $21,114 | — | $21,114 | — | — |