Plan Snapshot
- Plan Sponsor: The Rand Corporation
- Sponsor EIN: 951958142
- Sponsor Address: POST OFFICE BOX 2138, SANTA MONICA, CA, 904072138
- Plan Type: 401(k)
- Plan Number: 513
- Total Participants: 0
- Total Assets: $27.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $27.5M | $0 | $278,826 |
| 2023 | 0 | $26.0M | $0 | $236,246 |
| 2022 | 0 | $24.0M | $0 | $214,748 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROCATON INVESTMENT ADVISORS, LLC | Other Service Provider | $20,465 | — | $20,465 |
| LCG ASSOCIATES, INC. | Other Service Provider | $16,226 | — | $16,226 |
| BALBEC CAPITAL LP | Other Service Provider | — | $9,678 | $9,678 |
| LOOMIS, SAYLES TRUST COMPANY | Other Service Provider | $7,633 | — | $7,633 |
| HARBOURVEST PARTNERS, LP | Other Service Provider | $6,638 | — | $6,638 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $60,640
- Estimated Expense Ratio: 0.220% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $42,032 | $42,032 | — | — | — |
| 2023 | $35,804 | $35,804 | — | — | — |
| 2022 | $61,350 | $61,350 | — | — | — |