Plan Snapshot
- Plan Sponsor: The Platt Bros. & Co.
- Sponsor EIN: 060495580
- Sponsor Address: 2670 SOUTH MAIN STREET, WATERBURY, CT, 06706
- Plan Type: 401(k)
- Total Participants: 79
- Total Assets: $12.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 79 | $12.7M | $380,705 | $408,866 |
| 2023 | 76 | $10.9M | $371,839 | $407,865 |
| 2022 | 88 | $9.6M | $395,152 | $412,569 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CARON & BLETZER, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CARON & BLETZER, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $24,993 | $22,142 | — | — | — |
| 2023 | $24,522 | $24,522 | — | — | — |
| 2022 | $28,015 | — | — | — | $28,015 |