Plan Snapshot
- Plan Sponsor: The Pendergraph Companies, LLC
- Sponsor EIN: 270080860
- Sponsor Address: PO BOX 19691, RALEIGH, NC, 27619
- Plan Type: 401(k)
- Total Participants: 143
- Total Assets: $6.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 143 | $6.4M | $211,281 | $247,387 |
| 2023 | 141 | $5.3M | $211,859 | $221,451 |
| 2022 | 126 | $4.2M | $190,270 | $215,677 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $20,561 | — | $20,561 |
| RETIREMENT PLAN SOLUTIONS INC | CONTRACT ADMIN | $4,876 | $5,695 | $10,571 |
| STANCIL PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STANCIL PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,132
- Estimated Expense Ratio: 0.489% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,038 | — | $27,038 | — | — |
| 2023 | $19,505 | — | $19,505 | — | — |
| 2022 | $21,084 | — | $21,084 | — | — |