The Niello Company 401(k) Plan

Form 5500 filing data for plan year 2023.

Plan Snapshot

  • Plan Sponsor: The Niello Company
  • Sponsor EIN: 942636553
  • Sponsor Address: 1481 RIVER PARK DR., SACRAMENTO, CA, 95815
  • Plan Type: 401(k)
  • Total Participants: 511
  • Total Assets: $56.1M

Key Plan Design Features

  • Auto-Enrollment: Yes
  • Auto-Escalation: No
  • Allows Roth Contributions: Yes
  • Participant Loans: No
  • Participant-Directed Investments: Yes
  • ERISA Section 404(c) Fiduciary Safe Harbor: Yes

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
2023511$56.1M$999,306$4.8M
2022493$46.1M$947,036$4.5M

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
CAPTRUST INVESTMENT ADVISORSINVESTMENT ADVISOR$273,140$273,140
MILLIMAN, INC.NONE$99,396$99,396
CHARLES SCHWAB TRUST BANKNONE$14,016$14,016
POMARES & CO.Auditor$0

Verified Provider Profiles

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Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $386,552
  • Estimated Expense Ratio: 0.689% of plan assets

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2023$187,888$136,570
2022$188,149$188,149

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