Plan Snapshot
- Plan Sponsor: The Kleingers Group
- Sponsor EIN: 311368100
- Sponsor Address: 6219 CENTRE PARK DRIVE, WEST CHESTER, OH, 45069
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 175
- Total Assets: $24.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 175 | $24.1M | $0 | $0 |
| 2024 | 137 | $19.0M | $517,211 | $1.3M |
| 2023 | 137 | $16.0M | $438,421 | $1.1M |
| 2022 | 119 | $12.8M | $390,781 | $961,531 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | Other Service Provider | $19,253 | — | $19,253 |
| MESIROW FINANCIAL | Other Service Provider | $10,062 | — | $10,062 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,315
- Estimated Expense Ratio: 0.121% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $388,617 | — | $1,285 | — | — |
| 2024 | $44,869 | $13,261 | — | — | — |
| 2023 | $105,602 | — | $96,849 | — | — |
| 2022 | $89,971 | — | $89,971 | — | — |