Plan Snapshot
- Plan Sponsor: The Kellen Company
- Sponsor EIN: 362607505
- Sponsor Address: 529 14TH STREET, NW, WASHINGTON, DC, 20045
- Plan Type: 401(k)
- Total Participants: 158
- Total Assets: $14.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 158 | $14.4M | $144,340 | $1.1M |
| 2023 | 156 | $13.2M | $136,946 | $1.0M |
| 2022 | 172 | $13.1M | $135,453 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY | INVESTMENT ADVISORY-PLAN | $32,587 | — | $32,587 |
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORDKEEPER | $26,670 | — | $26,670 |
| WILLIAMS, BENATOR & LIBBY, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — INVESTMENT ADVISORY-PLAN
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORDKEEPER
- WILLIAMS, BENATOR & LIBBY, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $59,257
- Estimated Expense Ratio: 0.410% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $59,257 | $32,587 | — | — | — |
| 2023 | $57,912 | $31,836 | — | — | — |
| 2022 | $60,426 | $33,737 | — | — | — |