Plan Snapshot
- Plan Sponsor: The Havi Group Limited Partnership
- Sponsor EIN: 363600106
- Sponsor Address: 345 N. MORGAN STREET SUIT 1000, CHICAGO, IL, 60607
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,714
- Total Assets: $412.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,714 | $412.4M | $0 | $0 |
| 2024 | 1,163 | $359.8M | $11.2M | $14.4M |
| 2023 | 1,059 | $321.2M | $10.4M | $12.9M |
| 2022 | 969 | $263.0M | $9.1M | $10.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $112,195 | — | $112,195 |
| AON INVESTMENTS USA INC | Investment Advisor | $88,511 | — | $88,511 |
| FORVIS | Other Service Provider | $24,780 | — | $24,780 |
| USI CONSULTING GROUP | Investment Advisor | $7,000 | — | $7,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $232,486
- Estimated Expense Ratio: 0.056% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $42,216,412 | $97,261 | $129,313 | $24,780 | — |
| 2024 | $239,401 | $96,317 | $119,721 | $23,363 | — |
| 2023 | $236,450 | $91,806 | $120,414 | $24,230 | — |
| 2022 | $204,676 | $47,858 | $97,963 | — | $58,855 |