Plan Snapshot
- Plan Sponsor: The Havi Group Limited Partnership
- Sponsor EIN: 363600106
- Sponsor Address: 345 N. MORGAN STREET SUIT 1000, CHICAGO, IL, 60607
- Plan Type: 401(k)
- Total Participants: 1,163
- Total Assets: $359.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,163 | $359.8M | $11.2M | $14.4M |
| 2023 | 1,059 | $321.2M | $10.4M | $12.9M |
| 2022 | 969 | $263.0M | $9.1M | $10.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $123,621 | — | $123,621 |
| AON INVESTMENTS USA INC | INVESTMENT ADVISORY | $86,568 | — | $86,568 |
| FORVIS | ACCOUNTANT | $23,362 | — | $23,362 |
| USI CONSULTING GROUP | INVESTMENT ADVISORY | $8,000 | — | $8,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FORVIS — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $241,551
- Estimated Expense Ratio: 0.067% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $239,401 | $96,317 | $119,721 | $23,363 | — |
| 2023 | $236,450 | $91,806 | $120,414 | $24,230 | — |
| 2022 | $204,676 | $47,858 | $97,963 | — | $58,855 |