Plan Snapshot
- Plan Sponsor: The Estate Of Thomas O'Connor
- Sponsor EIN: 746039142
- Sponsor Address: PO BOX 400, VICTORIA, TX, 77902
- Plan Type: DB
- Plan Number: 001
- Total Participants: 152
- Total Assets: $67.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 152 | $67.7M | $0 | $0 |
| 2024 | 46 | $64.1M | $0 | $0 |
| 2023 | 46 | $59.4M | $689,453 | $0 |
| 2022 | 47 | $51.6M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FAYEZ SAROFIM | Other Service Provider | $208,617 | — | $208,617 |
| PRINCIPAL | Other Service Provider | $35,348 | $3,181 | $38,529 |
| MILLIMAN, INC. | Other Service Provider | $21,097 | — | $21,097 |
| ROLOFF, HNATEK AND CO. LLP | Other Service Provider | $9,625 | — | $9,625 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $277,868
- Estimated Expense Ratio: 0.410% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,817,094 | $215,600 | — | $9,625 | — |
| 2024 | $314,643 | $207,524 | — | $9,625 | — |
| 2023 | $289,446 | $187,690 | — | $8,750 | — |
| 2022 | $293,489 | $188,134 | — | — | $67,555 |