Plan Snapshot
- Plan Sponsor: The Doctors Management Company
- Sponsor EIN: 952958888
- Sponsor Address: 185 GREENWOOD ROAD, NAPA, CA, 945580900
- Plan Type: 401(k)
- Total Participants: 839
- Total Assets: $313.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 839 | $313.3M | $6.9M | $10.2M |
| 2023 | 817 | $274.3M | $6.8M | $10.0M |
| 2022 | 821 | $232.2M | $6.5M | $9.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $66,371 | — | $66,371 |
| CALLAN LLC | INVESTMENT ADVISOR | $40,000 | — | $40,000 |
| ERNST & YOUNG US LLP | ACCOUNTANT/AUDITOR | $33,900 | — | $33,900 |
| WELLS FARGO ADVISORS | CONSULTANT | $18,750 | — | $18,750 |
| LITTLER MENDELSON, PC | ATTORNEY/LEGAL | $6,293 | — | $6,293 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- ERNST & YOUNG US LLP — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $165,314
- Estimated Expense Ratio: 0.053% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$86,319 | $106,371 | $300 | $33,900 | — |
| 2023 | -$77,666 | $42,641 | — | $33,900 | — |
| 2022 | $250,241 | $32,143 | — | — | — |