Plan Snapshot
- Plan Sponsor: The Carlson Law Firm, P.C.
- Sponsor EIN: 742216949
- Sponsor Address: 100 E CENTRAL TEXAS EXPY, KILLEEN, TX, 76541
- Plan Type: 401(k)
- Total Participants: 140
- Total Assets: $14.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 140 | $14.8M | $428,382 | $761,429 |
| 2023 | 126 | $12.4M | $365,302 | $731,635 |
| 2022 | 128 | $9.6M | $357,651 | $605,551 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $7,176 | — | $7,176 |
| BAUER & COMPANY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $7,176
- Estimated Expense Ratio: 0.049% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,135 | $1,057 | — | — | — |
| 2023 | $5,025 | — | — | — | — |
| 2022 | $4,722 | — | — | — | — |