Plan Snapshot
- Plan Sponsor: Barton Mines Corporation
- Sponsor EIN: 231624372
- Sponsor Address: SIX WARREN STREET, GLENS FALLS, NY, 12801
- Plan Type: 401(k)
- Total Participants: 119
- Total Assets: $38.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 119 | $38.4M | $567,171 | $1.0M |
| 2023 | 122 | $38.1M | $629,162 | $1.1M |
| 2022 | 121 | $36.3M | $494,061 | $913,805 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UHY, LLP | Auditor | $7,688 | — | $7,688 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UHY, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $7,688
- Estimated Expense Ratio: 0.020% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $83,381 | $33,232 | — | $7,688 | — |
| 2023 | $75,932 | $28,043 | — | — | — |
| 2022 | $184,597 | $108,233 | $44,590 | — | $29,990 |