Plan Snapshot
- Plan Sponsor: The Allen Company, INC.
- Sponsor EIN: 610116918
- Sponsor Address: 3009 ATKINSON AVE SUITE 300, LEXINGTON, KY, 40509
- Plan Type: 401(k)
- Total Participants: 331
- Total Assets: $18.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 331 | $18.2M | $1.3M | $815,178 |
| 2023 | 255 | $16.1M | $1.6M | $749,196 |
| 2022 | 267 | $13.0M | $895,133 | $653,027 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CHERRY BEKAERT LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $124,431 | $84,457 | — | — | — |
| 2023 | $104,820 | $70,858 | — | — | — |
| 2022 | $107,037 | — | $107,037 | — | — |