Plan Snapshot
- Plan Sponsor: The Advocacy Alliance
- Sponsor EIN: 240829843
- Sponsor Address: 846 JEFFERSON AVE, SCRANTON, PA, 185101032
- Plan Type: 401(k)
- Plan Number: 502
- Total Participants: 100
- Total Assets: $14,777
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 100 | $14,777 | $1.5M | $232,389 |
| 2023 | 85 | $251,938 | $1.0M | $245,248 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CUMMINGS INSURANCE AGENCY | Investment Advisor | $33,720 | — | $33,720 |
| THE BENECON GROUP | Investment Advisor | $22,398 | — | $22,398 |
| CONNECTCARE3 | Other Service Provider | $6,316 | — | $6,316 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,434
- Estimated Expense Ratio: 422.508% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,726,784 | — | — | — | — |
| 2023 | $1,586,395 | — | — | — | — |