Plan Snapshot
- Plan Sponsor: Texas Spine And Joint Hospital, LLC
- Sponsor EIN: 752951355
- Sponsor Address: 1814 ROSELAND BLVD, TYLER, TX, 75701
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 577
- Total Assets: $32.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 577 | $32.6M | $0 | $0 |
| 2024 | 485 | $27.7M | $1.8M | $1.3M |
| 2023 | 457 | $23.0M | $755,036 | $1.1M |
| 2022 | 439 | $19.5M | $1.1M | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $35,612 | — | $35,612 |
| NOVA 401(K) ASSOCIATES | Other Service Provider | $14,525 | $14,275 | $28,800 |
| STIFEL NICOLAUS & CO INC. | Investment Advisor | $22,071 | — | $22,071 |
| UBS FINANCIAL SERVICES INC | Investment Advisor | $20,751 | — | $20,751 |
| ADMINISTRATIVE FIDUCIARY SERVICES | Custodian / Trustee | $9,844 | — | $9,844 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $7,196 | — | $7,196 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $124,274
- Estimated Expense Ratio: 0.382% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,227,391 | — | $110,150 | — | — |
| 2024 | $93,236 | — | — | — | — |
| 2023 | $70,183 | — | — | — | — |
| 2022 | $41,321 | $41,321 | — | — | — |