Plan Snapshot
- Plan Sponsor: Tecolote Research, INC.
- Sponsor EIN: 952834773
- Sponsor Address: 420 S. FAIRVIEW AVENUE, SUITE 201, GOLETA, CA, 931173654
- Plan Type: DC
- Plan Number: 002
- Total Participants: 632
- Total Assets: $209.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 632 | $209.9M | $11.7M | $0 |
| 2023 | 619 | $188.6M | $10.9M | $0 |
| 2022 | 566 | $156.6M | $9.6M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIRMENT PLAN SERVICES INC | Recordkeeper | $90,992 | — | $90,992 |
| GERBER KAWASAKI WEALTH & | Other Service Provider | $83,277 | — | $83,277 |
| NFP RETIREMENT INC | Investment Advisor | $36,750 | — | $36,750 |
| WEST COAST FINANCIAL LLC | Other Service Provider | $5,652 | — | $5,652 |
| FINANCIAL PLANNING | Other Service Provider | $5,059 | — | $5,059 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIRMENT PLAN SERVICES INC — Recordkeeper
- NFP RETIREMENT INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $221,730
- Estimated Expense Ratio: 0.106% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $225,753 | $157,407 | — | — | — |
| 2023 | $198,424 | $130,934 | — | — | — |
| 2022 | $159,263 | $85,807 | — | — | — |