Plan Snapshot
- Plan Sponsor: Td Securities Usa LLC
- Sponsor EIN: 201177269
- Sponsor Address: 31 WEST 52ND STREET, NEW YORK, NY, 100196101
- Plan Type: DB
- Total Participants: 57
- Total Assets: $58.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 57 | $58.2M | $0 | $0 |
| 2023 | 69 | $61.4M | $0 | $0 |
| 2022 | 74 | $58.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MELLON CAPITAL MANAGEMENT | NONE | $76,239 | — | $76,239 |
| WILLIS TOWERS WATSON US LLC | NONE | $49,570 | — | $49,570 |
| TELUS HEALTH | NONE | $38,626 | — | $38,626 |
| ERNST & YOUNG | NONE | $25,253 | — | $25,253 |
| THE BANK OF NEW YORK MELLON | TRUSTEE | $17,279 | — | $17,279 |
| AON INVESTMENTS USA INC. | NONE | $8,692 | — | $8,692 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WILLIS TOWERS WATSON US LLC — NONE
- ERNST & YOUNG — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $215,659
- Estimated Expense Ratio: 0.370% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $281,612 | $84,931 | — | $25,253 | — |
| 2023 | $252,671 | $83,664 | — | $24,080 | — |
| 2022 | $240,345 | $73,999 | — | — | $108,618 |