Plan Snapshot
- Plan Sponsor: Taylor, Wellons, Politz & Duhe LLC
- Sponsor EIN: 873829912
- Sponsor Address: 1515 POYDRAS ST., STE 1900, NEW ORLEANS, LA, 701123767
- Plan Type: 401(k)
- Total Participants: 129
- Total Assets: $24.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 129 | $24.8M | $497,906 | $948,121 |
| 2023 | 143 | $21.3M | $455,006 | $838,964 |
| 2022 | 112 | $16.8M | $392,849 | $761,621 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADVISOR RESOURCE COUNCIL | Other Service Provider | $34,739 | — | $34,739 |
| IFP ADVISORS, LLC | Other Service Provider | $12,937 | — | $12,937 |
| SENTINEL PENSION LLC | Recordkeeper | $11,157 | — | $11,157 |
| SECOND LINE CAPITAL LLC | Other Service Provider | $6,501 | — | $6,501 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $65,334
- Estimated Expense Ratio: 0.263% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $88,851 | — | $65,338 | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |