Plan Snapshot
- Plan Sponsor: Tallahassee Orthopedic Clinic Iii P.L.
- Sponsor EIN: 593598056
- Sponsor Address: 3334 CAPITAL MEDICAL BLVD., TALLAHASSEE, FL, 32308
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 320
- Total Assets: $49.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2022 | 320 | $49.0M | $2.1M | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $142,274 | — | $142,274 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment Advisor | — | $69,447 | $69,447 |
| LATITUDE SERVICE COMPANY INC | Other Service Provider | $30,697 | — | $30,697 |
| LEAFHOUSE FINANCIAL ADVISOR LLC | Investment Advisor | $17,822 | — | $17,822 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $260,240
- Estimated Expense Ratio: 0.531% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2022 | $189,601 | $17,822 | $30,697 | — | $141,082 |