Plan Snapshot
- Plan Sponsor: Takara Bio, Usa, INC.
- Sponsor EIN: 770035190
- Sponsor Address: 2560 ORCHARD PARKWAY, SAN JOSE, CA, 95131
- Plan Type: 401(k)
- Total Participants: 240
- Total Assets: $67.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 240 | $67.1M | $1.2M | $3.8M |
| 2023 | 239 | $57.2M | $1.2M | $3.6M |
| 2022 | 217 | $47.7M | $941,156 | $3.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES INC | INVESTMENT ADVISOR | $30,000 | — | $30,000 |
| METZ & ASSOCIATES PLLC | AUDITOR | $10,750 | — | $10,750 |
| METZ CPA, PLLC | Auditor | $10,750 | — | $10,750 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- METZ CPA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $51,500
- Estimated Expense Ratio: 0.077% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $40,750 | $30,000 | — | $10,750 | — |
| 2023 | $28,948 | $25,000 | $1,500 | — | — |
| 2022 | $26,910 | $18,750 | $8,160 | — | — |