Plan Snapshot
- Plan Sponsor: Swope Health Services
- Sponsor EIN: 430957840
- Sponsor Address: 3801 DR. MARTIN LUTHER KING JR BLVD, KANSAS CITY, MO, 641302807
- Plan Type: 401(k)
- Total Participants: 572
- Total Assets: $31.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 572 | $31.5M | $987,577 | $2.2M |
| 2023 | 503 | $30.0M | $825,155 | $1.9M |
| 2022 | 461 | $27.2M | $789,583 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, INC. | Investment Advisor | $103,246 | — | $103,246 |
| GREAT-WEST LIFE & ANNUITY COMPANY | Recordkeeper | $46,710 | — | $46,710 |
| ONEDIGITAL INVESTMENT ADVISORS | Recordkeeper | — | $10,000 | $10,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $159,956
- Estimated Expense Ratio: 0.508% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $161,353 | — | $161,353 | — | — |
| 2023 | $136,754 | — | — | — | — |
| 2022 | $140,532 | — | — | — | — |