Plan Snapshot
- Plan Sponsor: Swiss Re America Holding Corporation
- Sponsor EIN: 132761364
- Sponsor Address: 175 KING STREET, ARMONK, NY, 10504
- Plan Type: 401(k)
- Total Participants: 2,402
- Total Assets: $1.6B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,402 | $1.6B | $40.1M | $34.5M |
| 2023 | 2,515 | $1.5B | $39.8M | $34.4M |
| 2022 | 2,574 | $1.3B | $39.5M | $32.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | NONE | $457,845 | — | $457,845 |
| EMPOWER ANNUITY INSURANCE COMPANY | NONE | $209,729 | — | $209,729 |
| JP MORGAN INVESTMENT MANAGEMENT | NONE | $196,713 | — | $196,713 |
| NEPC LLC | NONE | $138,093 | — | $138,093 |
| KPMG LLP | NONE | $57,500 | — | $57,500 |
| TROUTMAN SANDERS LOCKERMAN & ASHMOR | NONE | $20,164 | — | $20,164 |
| AON CONSULTING INC DBA HEWITT ASSOC | NONE | $13,000 | — | $13,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JP MORGAN INVESTMENT MANAGEMENT — NONE
- KPMG LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,093,044
- Estimated Expense Ratio: 0.067% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,054,636 | $783,152 | — | $58,000 | — |
| 2023 | $1,175,175 | $903,619 | — | $62,500 | — |
| 2022 | $1,273,350 | $926,140 | — | — | $164,645 |