Plan Snapshot
- Plan Sponsor: Swift, Currie, Mcghee & Hiers
- Sponsor EIN: 580955936
- Sponsor Address: 1420 PEACHTREE ST. NE, SUITE 800, ATLANTA, GA, 30309
- Plan Type: 401(k)
- Total Participants: 347
- Total Assets: $96.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 347 | $96.1M | $3.0M | $2.3M |
| 2023 | 335 | $84.8M | $3.1M | $2.1M |
| 2022 | 332 | $74.0M | $3.0M | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | Other Service Provider | $74,284 | — | $74,284 |
| T ROWE PRICE RPS INC | Other Service Provider | $42,651 | — | $42,651 |
| DISCIPLINED EQUITY | Other Service Provider | $31,343 | — | $31,343 |
| SMITH AND HOWARD PC | Other Service Provider | $19,000 | — | $19,000 |
| HB WEALTH MANAGEMENT LLC | Other Service Provider | $16,152 | — | $16,152 |
| THE HILB GROUP OF NE, LLC | Other Service Provider | $7,125 | — | $7,125 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $190,555
- Estimated Expense Ratio: 0.198% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $253,757 | — | — | $26,125 | — |
| 2023 | $210,132 | $2,101 | — | — | — |
| 2022 | $198,205 | $70,019 | — | — | — |