Plan Snapshot
- Plan Sponsor: Swanson, Martin & Bell, LLP
- Sponsor EIN: 363825975
- Sponsor Address: 330 NORTH WABASH, SUITE 3300, CHICAGO, IL, 60611
- Plan Type: 401(k)
- Total Participants: 190
- Total Assets: $93.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 190 | $93.4M | $2.2M | $2.0M |
| 2023 | 187 | $80.7M | $1.9M | $1.9M |
| 2022 | 173 | $73.1M | $1.9M | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $67,851 | — | $67,851 | — | — |
| 2023 | $53,289 | — | $39,070 | $11,529 | — |
| 2022 | $59,870 | — | — | — | $59,870 |