Plan Snapshot
- Plan Sponsor: Swan Products LLC
- Sponsor EIN: 300762206
- Sponsor Address: 7840 ROSWELL RD, SANDY SPRINGS, GA, 30350
- Plan Type: 401(k)
- Total Participants: 324
- Total Assets: $6.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 324 | $6.5M | $198,024 | $636,691 |
| 2023 | 312 | $5.4M | $194,028 | $618,415 |
| 2022 | 309 | $4.6M | $183,489 | $612,926 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $47,857 | — | $47,857 |
| WELLS FARGO ADVISORS FIN NETWORK | INVESTMENT ADVISORY | $14,357 | $15 | $14,372 |
| BDO USA, P.C | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BDO USA, P.C — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,229
- Estimated Expense Ratio: 0.959% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,896 | $14,364 | $42,532 | — | — |
| 2023 | $51,589 | $12,038 | $39,551 | — | — |
| 2022 | $46,242 | $11,734 | $34,508 | — | — |