Plan Snapshot
- Plan Sponsor: Swa Group
- Sponsor EIN: 941483448
- Sponsor Address: 2200 BRIDGEWAY, SAUSALITO, CA, 94966
- Plan Type: 401(k)
- Total Participants: 215
- Total Assets: $89.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 215 | $89.0M | $0 | $0 |
| 2024 | 262 | $82.1M | $0 | $0 |
| 2023 | 270 | $80.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAMPBELL TAYLOR WASHBURN | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $15,967 | $5,056 | — | — | — |
| 2024 | $10,832 | $3,393 | — | — | — |
| 2023 | $7,755 | — | — | — | $7,315 |