Plan Snapshot
- Plan Sponsor: Sunstate Equipment Co., LLC
- Sponsor EIN: 860810251
- Sponsor Address: 5552 E WASHINGTON STREET, PHOENIX, AZ, 85034
- Plan Type: 401(k)
- Total Participants: 2,256
- Total Assets: $164.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,256 | $164.0M | $4.6M | $14.6M |
| 2023 | 2,050 | $138.9M | $4.4M | $12.8M |
| 2022 | 1,928 | $112.1M | $4.1M | $11.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORD KEEPER | $229,134 | — | $229,134 |
| NEPC, LLC | INVESTMENT ADVISOR | $27,492 | — | $27,492 |
| LBMC PC | AUDITOR | $16,900 | — | $16,900 |
| EPSTEIN BECKER & GREEN PC | LEGAL | $11,326 | — | $11,326 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORD KEEPER
- NEPC, LLC — INVESTMENT ADVISOR
- LBMC PC — AUDITOR
- EPSTEIN BECKER & GREEN PC — LEGAL
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $284,852
- Estimated Expense Ratio: 0.174% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $284,852 | $27,492 | — | $16,900 | — |
| 2023 | $227,504 | $18,881 | — | $15,900 | — |
| 2022 | $161,837 | $121,303 | $17,471 | — | $23,063 |