Plan Snapshot
- Plan Sponsor: Sun Mar Healthcare
- Sponsor EIN: 330386387
- Sponsor Address: 3050 SATURN STREET, SUITE 201, BREA, CA, 92821
- Plan Type: 401(k)
- Total Participants: 8,356
- Total Assets: $13.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 8,356 | $13.8M | $0 | $2.1M |
| 2022 | 4,747 | $10.7M | $0 | $2.1M |
| 2021 | 5,463 | $12.9M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENTEGRA SERVICES, INC. | RECORDKEEPER | $18,352 | — | $18,352 |
| WERTZ & CO | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,352
- Estimated Expense Ratio: 0.133% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $9,176 | — | — | — | — |
| 2022 | $6,067 | — | $1,200 | — | $4,867 |
| 2021 | $5,326 | — | $1,100 | — | — |