Plan Snapshot
- Plan Sponsor: Sumitomo Rubber Usa, LLC
- Sponsor EIN: 341899137
- Sponsor Address: PO BOX 1109, BUFFALO, NY, 142401109
- Plan Type: 401(k)
- Plan Number: 020
- Total Participants: 0
- Total Assets: $329.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $329.1M | $0 | $0 |
| 2023 | 0 | $349.2M | $0 | $0 |
| 2022 | 0 | $349.8M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TOWERS WATSON INVESTMENT SERVICE | Other Service Provider | $349,711 | — | $349,711 |
| INCOME RESEARCH & MANAGEMENT | Other Service Provider | $94,217 | — | $94,217 |
| NORTHERN TRUST | Other Service Provider | $94,084 | — | $94,084 |
| LEGAL & GENERAL INVESTMENT MGMT | Other Service Provider | $23,050 | — | $23,050 |
| BLACKROCK | Other Service Provider | $12,308 | — | $12,308 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $573,370
- Estimated Expense Ratio: 0.174% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,200,840 | $223,660 | — | — | — |
| 2023 | $949,794 | $263,156 | — | — | — |
| 2022 | $826,659 | $215,797 | — | — | $327,660 |