Plan Snapshot
- Plan Sponsor: Sudler And Company, INC.
- Sponsor EIN: 363831901
- Sponsor Address: 875 N MICHIGAN AVENUE, SUITE 3980, CHICAGO, IL, 60611
- Plan Type: 401(k)
- Total Participants: 174
- Total Assets: $11.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 174 | $11.9M | $95,089 | $774,982 |
| 2023 | 121 | $9.9M | $82,887 | $687,244 |
| 2022 | 114 | $8.3M | $75,972 | $643,509 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | Recordkeeper | $43,110 | — | $43,110 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STANCORP FINANCIAL GROUP — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $43,110
- Estimated Expense Ratio: 0.362% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,809 | — | $2,809 | — | — |
| 2023 | $6,992 | — | $6,992 | — | — |
| 2022 | $7,691 | — | $7,691 | — | — |