Plan Snapshot
- Plan Sponsor: Stroock & Stroock & Lavan LLP
- Sponsor EIN: 133252995
- Sponsor Address: 32 OLD SLIP, NEW YORK, NY, 10005
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $556,010
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $556,010 | $0 | $0 |
| 2023 | 0 | $96.2M | $0 | $0 |
| 2022 | 0 | $287.6M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRANT THORNTON LLP | Other Service Provider | $157,364 | — | $157,364 |
| ONEAMERICA RETIREMENT SERVICES | Other Service Provider | $32,537 | — | $32,537 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment Advisor | $28,424 | — | $28,424 |
| NUVEEN ASSET MANAGEMENT LLC | Other Service Provider | $16,958 | — | $16,958 |
| OCTOBER THREE CONSULTING LLC | Other Service Provider | $14,395 | — | $14,395 |
| TIMESSQUARE CAPITAL MANAGEMENT | Other Service Provider | $11,501 | — | $11,501 |
| CRAMER ROSENTHAL AND COMPANY | Other Service Provider | $8,538 | — | $8,538 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $269,717
- Estimated Expense Ratio: 48.509% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $258,230 | $67,369 | — | — | — |
| 2023 | $312,591 | $214,410 | — | — | — |
| 2022 | $346,431 | $247,988 | — | — | — |