Plan Snapshot
- Plan Sponsor: Stone Coast Fund Services LLC
- Sponsor EIN: 061781234
- Sponsor Address: TWO PORTLAND SQUARE, PORTLAND, ME, 04101
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 305
- Total Assets: $38.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 305 | $38.5M | $0 | $0 |
| 2024 | 209 | $32.6M | $778,396 | $1.9M |
| 2023 | 222 | $27.0M | $780,099 | $1.8M |
| 2022 | 220 | $20.5M | $741,492 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BDMP ASSURANCE, LLP | Auditor | $14,825 | — | $14,825 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $14,825
- Estimated Expense Ratio: 0.039% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,301,576 | $3,595 | $600 | $14,825 | — |
| 2024 | $11,212 | $2,658 | — | $26,490 | — |
| 2023 | -$15,223 | $2,270 | — | — | — |
| 2022 | -$4,861 | $804 | — | — | — |