Plan Snapshot
- Plan Sponsor: Stolt-Nielsen Usa INC.
- Sponsor EIN: 131932470
- Sponsor Address: 15635 JACINTOPORT BLVD, HOUSTON, TX, 77015
- Plan Type: 401(k)
- Total Participants: 474
- Total Assets: $143.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 474 | $143.1M | $7.2M | $4.2M |
| 2023 | 471 | $121.7M | $6.6M | $3.8M |
| 2022 | 482 | $102.8M | $6.3M | $3.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $89,536 | — | $89,536 |
| CREATIVE PLANNING, LLC | INVESTMENT ADVISOR | $29,400 | — | $29,400 |
| MCCONNELL & JONES LLP | ACCOUNTANT/AUDITOR | $25,490 | — | $25,490 |
| WEAVER AND TIDWELL LLP | Auditor | $25,490 | — | $25,490 |
| MERCER INVESTMENTS LLC | PLAN ADMINISTRATOR | $16,250 | — | $16,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- CREATIVE PLANNING, LLC — INVESTMENT ADVISOR
- MCCONNELL & JONES LLP — ACCOUNTANT/AUDITOR
- WEAVER AND TIDWELL LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $186,166
- Estimated Expense Ratio: 0.130% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $158,325 | $89,536 | $300 | $25,490 | — |
| 2023 | $134,138 | $96,825 | $600 | $21,000 | — |
| 2022 | $147,072 | $55,532 | — | — | — |